Resources
SELECTING A FINANCIAL ADVISOR
Paladin Registry, LLC
http://paladinregistry.com/
The Paladin Registry, is a free independent public
service that helps consumers find high quality professionals
who have the documented competence and integrity
to help them achieve their goals and to avoid the
risks and consequences of bad advice. You can search
for advisors by geographic region, number of years
in business, credentials, business practices, services
and fees and then receive a complete profile and
credentials for the advisors that interest you. The
site has four-star rating from Kiplinger.com for
its wealth of free articles and resources for consumers.
Financial Planning Association
http://www.fpanet.org/plannersearch/search.cfm
This site offers consumer tools on how to find, interview,
hire and work well with a financial planner.
Certified
Financial Planner Board of Standards, Inc.
http://www.cfp.com/search/
This site helps you look
up the individuals who are currently authorized
to use the CFP® and
CERTIFIED FINANCIAL PLANNER™ certification
marks. Planners who have been publicly disciplined
by the CFP® Board will also be listed.
Financial
Industry Regulatory Authority
http://FINRA.org/
FINRA
Investor Information and FINRA
BrokerCheck are resources to help
consumers learn about the professional background, registration/license
status and disciplinary history of firms and brokers in business.
Information is available on nearly 5,100 registered firms and more than
660,000 brokers. FINRA also offers helpful information for investors on
common scams, complicated products, claim restitution funds, and a mutual
fund expense analyzer.
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